Working with Financial Advisers

Due Diligence Report

Our due diligence document sets out how we would potentially go about achieving your client’s investment goals, together with our investment process and rationale.

Request a Due Diligence Document

Better support and transparency for you

With the evolving regulatory landscape and the increasing pressure for product providers to do more due diligence on distributor firms, we aim to provide complete transparency from the start of our relationship and thus allow you to save time to be able to focus on what you do best, focusing on your client's holistic financial plan and managing your relationships.

We have also been independently reviewed by the leading adviser industry compliance organisation, ThreeSixty.

Award-winning service

We’re proud to be shortlisted and winners of many awards and accolades, as they showcase the value of our esteemed colleagues and the high-quality services we provide by both our industry peers and clients themselves.

View all awards
2024 DFM Bespoke (5)

Request your due diligence document

Your local Intermediary Sales contact will provide you with our due diligence report, please let us know if you have any specific questions.

Alternatively call us on 0207 739 8200 (Open Mon-Fri, 9am-5pm)

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