Working with Financial Advisers
Due Diligence Report
Our due diligence document sets out how we would potentially go about achieving your client’s investment goals, together with our investment process and rationale.
Better support and transparency for you
With the evolving regulatory landscape and the increasing pressure for product providers to do more due diligence on distributor firms, we aim to provide complete transparency from the start of our relationship and thus allow you to save time to be able to focus on what you do best, focusing on your client's holistic financial plan and managing your relationships.
We have also been independently reviewed by the leading adviser industry compliance organisation, ThreeSixty.
Threesixty Assessment Report
Request your due diligence document
Your local Intermediary Sales contact will provide you with our due diligence report, please let us know if you have any specific questions.
Alternatively call us on 0207 739 8200 (Open Mon-Fri, 9am-5pm)