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Due Diligence

Better Support and Transparency for You

We have a commitment – better support for you, better investment solutions for your clients. We understand the challenges that face financial advisers in today’s fast-moving, interconnected world. 

With the onset of MiFID II and the increasing pressure for product providers to do more Due Diligence on distributor firms, we aim to provide complete transparency from the onset of our relationship and thus allow you to save time to be able to focus on what you do best: managing client relationships.

Our due diligence document sets out how we would potentially go about achieving your client’s investment goals, together with our investment process and rationale, We have also been independently reviewed by the leading adviser industry compliance organisation, ThreeSixty. You can view the full ThreeSixty due diligence report below.

Receive a copy of our Due Diligence document - complete the form or call the number below.
 

020 7739 8200

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Charles Stanley & Co. Limited
55 Bishopsgate
London, EC2N 3AS

020 7739 8200

Latest news & opinion

The MSCI World Index tracks the performance of large and mid-cap sized companies across 23 of the world’s developed markets. Investors can still beat the index, but this remains a challenge.
Features: 04/08/2021

Beating the index is tough, but investors can do it

The MSCI World Index tracks the performance of large and mid-cap sized companies across 23 of the world’s developed markets. Investors can still beat the index, but this remains a challenge.

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“Inheritance Tax is a voluntary levy paid by those who distrust their heirs more than they dislike the Inland Revenue” Roy Jenkins, ex-Labour chancellor, famously quipped in 1986.

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: 02/08/2021

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Charles Stanley

Heritage and independence.

When you invest with Charles Stanley, you can feel confident that your investments are backed by more than 200 years’ proven experience. We are independently owned so our interests lie with you, not others. And with over 20 offices across the UK, you can take advantage of a local presence, wherever you might be based.