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Due Diligence

Better Support and Transparency for You

We have a commitment – better support for you, better investment solutions for your clients. We understand the challenges that face financial advisers in today’s fast moving, interconnected world. 

With the onset of MiFID II and the increasing pressure for product providers to do more Due Diligence on distributor firms, we aim to provide complete transparency from  the onset of our relationship and thus allow you to save time to be able to focus on what you do best: managing client relationships.

To receive a copy of our  Due Diligence document which sets out how we would potentially go about achieving your client’s investment goals, together with our investment process and rationale, please complete the enquiry form and a member of our team will be in touch.

Alternatively please contact your local relationship manager.

We have also been independently reviewed by the leading adviser industry compliance organisation, ThreeSixty. You can view the full ThreeSixty due diligence report below.

Enquiry form

Managed Portfolio Service

We offer your clients a Managed Portfolio designed to achieve their objectives, and/or the best possible return while keeping the overall level of risk within an acceptable range. For a copy of our specific Managed Portfolio Service Due Diligence document  which sets out the various MPS services available, our investment process and rationale, the team behind the process and your potential relationship manager, please fill in the enquiry form and we will be in touch.

If you have never used a Managed Portfolio Service previously, trusting the investment process to an external firm may seem daunting and at odds with the traditional view of an adviser’s role. Click here to view our Guide to Managed Portfolio Services  or our Managed Portfolios Services Brochure where we explore the substantial benefits and MPS solution can bring to advisers and their clients and our Mnaged Portfol

Along with our MPS Guide, we have also produced a Guide to Passive Investment where we explain Passive Investing and explore the differences between Index Funds and Exchange Traded Funds (ETFs).