Ease of Administration

Efficiency of administration
The efficient administration of client portfolios and investments is critical to the overall quality of the service received, both by you and your clients. We can handle all rights issues, capital reorganisations and offers. We can also collect dividend and interest income, either reinvesting it on the client's behalf, or paying it out. We do not outsource the administration of client portfolios and investments to third parties but manage the process ourselves.

Fee sharing
Professional advisers can receive fees on an ongoing basis for business introduced. We would be pleased to discuss this with you further.

Probate Valuation Service
We understand the difficulties that can arise from incomplete paperwork leading to inaccurate valuations and delays to the administration of an Estate. By checking holdings with the appropriate registrar and then valuing the holdings, whilst
reporting the details of any changes, we are able to overcome these problems, providing a fast and accurate probate valuation, either from a list of stock or from the original share certificates.

Reporting
You can let Charles Stanley take responsibility for regulatory reporting and the provision of client reports in the form of contract notes, account statements and portfolio valuations, as appropriate. You may review client portfolios at any time, by accessing them through our secure website. At the end of each financial year we will provide a Consolidated Tax Voucher.

Looking after client investments
Our systems are designed to save you time and make the investment experience as rewarding as possible. We are flexible enough to adapt to your requirements, offering a wide range of possibilities for the efficient management of client holdings. There are three ways in which you can hold client investments: in Charles Stanley's Nominee Account, in CREST Personal Membership or in the form of paper share certificates.